Personnel SFC Licences and HKMA Registrations (ID 132399)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fengde Capital Limited	RO	Advising on securities	2019-08-01	-
	RO	Asset management	2019-08-01	-
	RO	Dealing in securities	2019-08-01	2024-07-24
Superactive Financial Group Company Limited	RO	Asset management	2017-09-15	2019-07-11
CNCB (Hong Kong) Capital Limited	RO	Dealing in securities	2016-06-07	2016-12-01
FULBRIGHT ASSET MANAGEMENT LIMITED	Rep	Asset management	2015-08-25	2016-04-30
FULBRIGHT WEALTH MANAGEMENT LIMITED	RO	Advising on securities	2015-03-16	2015-03-24
	RO	Dealing in securities	2015-03-16	2015-03-24
	Rep	Advising on securities	2015-01-19	2015-03-16
	Rep	Dealing in securities	2015-01-19	2015-03-16
FULBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2012-11-02	2014-11-08
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2012-11-02	2014-12-31
CNCB (Hong Kong) Capital Limited	Rep	Asset management	2011-09-30	2012-07-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.