Personnel SFC Licences and HKMA Registrations (ID 132495)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2025-10-17	-
	Rep	Dealing in securities	2025-10-17	-
Optima Capital Limited	RO	Dealing in securities	2019-07-05	2024-05-30
	RO	Advising on corporate finance	2019-07-05	2024-12-31
	Rep	Advising on corporate finance	2011-10-03	2019-07-05
	Rep	Dealing in securities	2011-10-03	2019-07-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.