Personnel Hong Kong SFC License Details (ID 132563)

Personnel Hong Kong SFC License Details (ID 132563)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CNCB (Hong Kong) Capital Limited	Rep	Advising on corporate finance	2023-02-22	2023-11-19
	Rep	Advising on securities	2023-02-22	2023-11-19
	Rep	Dealing in securities	2023-02-22	2023-11-19
ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED	RO	Dealing in securities	2021-08-26	2023-01-04
	Rep	Dealing in securities	2019-04-30	2021-08-26
Guosen Securities (HK) Brokerage Company, Limited	Rep	Dealing in securities	2015-11-05	2017-05-05
	Rep	Advising on futures contracts	2015-10-08	2017-05-05
	Rep	Dealing in futures contracts	2015-10-08	2017-05-05
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Advising on futures contracts	2015-05-13	2015-10-02
	Rep	Dealing in futures contracts	2015-05-13	2015-10-02
LONGRUN FINANCIAL GROUP LIMITED	Rep	Dealing in futures contracts	2013-05-28	2015-03-31
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on futures contracts	2012-04-12	2013-05-07
	Rep	Dealing in securities	2011-10-06	2013-05-07