| Finex Hong Kong Limited | RO | Advising on securities | 2024-11-18 | - |
| RO | Asset management | 2024-11-18 | - |
| RO | Dealing in securities | 2024-11-18 | - |
| Rep | Advising on securities | 2024-10-08 | 2024-11-18 |
| Rep | Asset management | 2024-10-08 | 2024-11-18 |
| Rep | Dealing in securities | 2024-10-08 | 2024-11-18 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED | RO | Advising on securities | 2023-01-16 | 2024-09-25 |
| RO | Asset management | 2023-01-16 | 2024-09-25 |
| RO | Dealing in securities | 2023-01-16 | 2024-09-25 |
| Rep | Advising on securities | 2022-12-08 | 2023-01-16 |
| Rep | Asset management | 2022-12-08 | 2023-01-16 |
| Rep | Dealing in securities | 2022-12-08 | 2023-01-16 |
| SMART FULLRICH CAPITAL LIMITED | RO | Advising on securities | 2020-01-21 | 2021-08-24 |
| RO | Asset management | 2020-01-21 | 2021-08-24 |
| RO | Dealing in securities | 2020-01-21 | 2021-08-24 |
| Rep | Asset management | 2019-11-07 | 2020-01-21 |
| uSmart Securities Limited | Rep | Asset management | 2019-05-29 | 2019-06-06 |
| JAKOTA ASSET MANAGEMENT LIMITED | RO | Asset management | 2018-11-23 | 2019-03-09 |
| Innovest Securities Investment Limited | RO | Dealing in securities | 2018-07-16 | 2018-08-31 |
| Towering Securities Limited | RO | Advising on securities | 2017-11-01 | 2018-07-06 |
| RO | Asset management | 2017-11-01 | 2018-07-06 |
| RO | Dealing in securities | 2017-11-01 | 2018-07-06 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-12-17 | 2017-06-16 |
| FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2015-12-17 | 2017-06-16 |
| Rep | Dealing in securities | 2015-12-17 | 2017-06-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2012-05-16 | 2015-12-12 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-10-06 | 2015-12-12 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-10-06 | 2015-12-12 |