| GFI (HK) SECURITIES L.L.C. | Rep | Providing automated trading services | 2022-06-06 | 2026-05-11 |
| Rep | Dealing in futures contracts | 2022-06-06 | 2026-05-11 |
| Rep | Dealing in securities | 2022-06-06 | 2026-05-11 |
| SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-02-01 | 2019-05-31 |
| Rep | Dealing in securities | 2016-02-01 | 2019-05-31 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2011-10-10 | 2016-07-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-10-10 | 2016-04-29 |
| Rep | Dealing in securities | 2011-10-10 | 2016-04-29 |