Personnel Hong Kong SFC License Details (ID 132636)

Personnel Hong Kong SFC License Details (ID 132636)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ARKKAN CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2022-01-14	-
MYRIAD ASSET MANAGEMENT LIMITED (HK)	Rep	Asset management	2018-08-13	2021-12-24
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2017-05-15	2018-07-23
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2017-05-15	2018-07-23
BOCHK Asset Management Limited	Rep	Advising on securities	2014-08-13	2017-04-27
	Rep	Asset management	2014-08-13	2017-04-27
	Rep	Dealing in securities	2014-08-13	2017-04-27
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-10-11	2014-08-01