Personnel Hong Kong SFC License Details (ID 132663)

Personnel Hong Kong SFC License Details (ID 132663)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2015-01-27	2016-06-24
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-01-29	2016-06-24
	Rep	Dealing in securities	2014-01-29	2016-06-24
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2014-01-29	2016-06-24
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2011-10-12	2013-11-27
	Rep	Advising on securities	2011-10-12	2013-11-27
	Rep	Dealing in securities	2011-10-12	2013-11-27