| CIF Securities Futures Limited | Rep | Dealing in futures contracts | 2018-09-28 | - |
| Rep | Dealing in securities | 2018-09-28 | - |
| CIF Global Markets (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-10-25 | 2020-03-30 |
| CHAOS INTERNATIONAL FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2017-04-13 | 2019-03-13 |
| Seazen Resources Securities Limited | Rep | Dealing in securities | 2016-05-26 | 2017-04-04 |
| Seazen Resources Futures Limited | Rep | Dealing in futures contracts | 2015-06-15 | 2017-04-04 |
| CHINA GLORY SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-10-02 | 2014-10-15 |
| Rep | Dealing in securities | 2013-10-02 | 2014-10-15 |
| KOG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2013-10-02 | 2015-05-20 |
| Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2011-10-14 | 2012-07-04 |