| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | Advising on securities | 2025-06-16 | - |
| Rep | Asset management | 2025-06-16 | - | |
| Rep | Dealing in securities | 2025-06-16 | - | |
| Seazen Resources Securities Limited | Rep | Dealing in securities | 2019-10-25 | 2020-12-04 |
| Seazen Resources Asset Management Limited | Rep | Advising on securities | 2018-11-13 | 2020-12-04 |
| Rep | Asset management | 2018-11-13 | 2020-12-04 | |
| Rep | Dealing in securities | 2018-11-13 | 2020-12-04 | |
| TIAN YUAN FINANCE LIMITED | Rep | Advising on securities | 2016-07-20 | 2018-10-16 |
| Rep | Asset management | 2016-07-20 | 2018-10-16 | |
| Rep | Dealing in securities | 2016-07-20 | 2018-10-16 | |
| Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2012-03-14 | 2012-12-01 |
| Rep | Leveraged foreign exchange trading | 2012-03-14 | 2012-12-01 | |
| Rep | Dealing in securities | 2011-10-14 | 2012-12-01 |