Personnel Hong Kong SFC License Details (ID 132845)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2022-10-13	-
HSBC STRUCTURED FUNDS (ASIA) LIMITED	RO	Advising on securities	2012-01-11	2015-07-22
	RO	Asset management	2012-01-11	2015-07-22
	Rep	Advising on securities	2011-10-18	2012-01-11
	Rep	Asset management	2011-10-18	2012-01-11