Personnel SFC Licences and HKMA Registrations (ID 132868)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULL VISION ASSET MANAGEMENT LIMITED	RO	Advising on securities	2024-09-20	-
	RO	Asset management	2024-09-20	-
CMS CAPITAL (HK) CO., LIMITED	Rep	Advising on securities	2014-03-07	2014-10-31
	Rep	Asset management	2013-03-19	2014-10-31
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2011-10-19	2013-02-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.