Personnel Hong Kong SFC License Details (ID 132873)

Personnel Hong Kong SFC License Details (ID 132873)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	RO	Advising on securities	2018-12-11	2020-06-24
	RO	Dealing in securities	2018-12-11	2020-06-24
China Securities (International) Corporate Finance Company Limited	RO	Advising on corporate finance	2018-12-11	2020-06-24
	RO	Dealing in securities	2018-12-11	2020-06-24
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2018-07-24	2018-12-11
	Rep	Dealing in securities	2018-07-24	2018-12-11
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2018-07-24	2018-12-11
	Rep	Dealing in securities	2018-07-24	2018-12-11
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2012-12-05	2014-06-11
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2011-10-19	2014-06-11
	Rep	Dealing in securities	2011-10-19	2014-06-11