Personnel Hong Kong SFC License Details (ID 132902)

Personnel Hong Kong SFC License Details (ID 132902)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ocean Blue Economic Asset Management Company Limited	RO	Advising on securities	2026-04-28	2026-09-21
	RO	Asset management	2026-04-28	2026-09-21
SINO FINANCIAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2024-03-11	2026-01-02
	RO	Asset management	2024-03-11	2026-01-02
CEB International Asset Management Corporation Limited	RO	Dealing in securities	2021-08-09	2023-06-13
	RO	Advising on securities	2019-03-01	2023-06-13
	RO	Asset management	2019-03-01	2023-06-13
	Rep	Advising on securities	2019-01-11	2019-03-01
	Rep	Asset management	2019-01-11	2019-03-01
Dongxing Securities (Hong Kong) Asset Management Company Limited	RO	Advising on securities	2017-11-20	2018-12-21
	RO	Asset management	2017-11-20	2018-12-21
	Rep	Advising on securities	2017-09-21	2017-11-20
	Rep	Asset management	2017-09-21	2017-11-20
China Securities (International) Asset Management Company Limited	RO	Advising on securities	2016-01-19	2017-08-12
	RO	Asset management	2016-01-19	2017-08-12
	Rep	Advising on securities	2014-10-22	2016-01-19
	Rep	Asset management	2014-10-22	2016-01-19
Tempo Asset Management (Hong Kong) Co., Limited	Rep	Asset management	2011-10-20	2014-05-08