| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Luminous Asset Management (HK) Limited | RO | Advising on securities | 2026-06-17 | - |
| RO | Asset management | 2026-06-17 | - | |
| Rep | Advising on securities | 2024-04-29 | 2026-06-17 | |
| Rep | Asset management | 2024-01-02 | 2026-06-17 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2022-09-19 | 2023-04-06 |
| Rep | Dealing in futures contracts | 2022-09-19 | 2023-04-06 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2022-09-19 | 2023-04-06 |
| Rep | Dealing in securities | 2022-09-19 | 2023-04-06 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2021-12-10 | 2022-09-01 |
| Rep | Advising on securities | 2021-12-10 | 2022-09-01 | |
| Rep | Asset management | 2021-12-10 | 2022-09-01 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2021-12-10 | 2022-09-01 |
| Rep | Asset management | 2021-12-10 | 2022-09-01 | |
| Rep | Dealing in securities | 2021-12-10 | 2022-09-01 | |
| Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2013-03-13 | 2014-07-11 |
| Rep | Dealing in securities | 2013-03-13 | 2014-07-11 | |
| CLSA RESEARCH LIMITED | Rep | Advising on securities | 2011-10-21 | 2012-11-30 |
No HKMA registrations in the collected records.