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Peters, Samuel Merchant Hong Kong SFC License Details (ID 132930)
Peters, Samuel Merchant
SFC ID:
AYE973
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Legg Mason Asset Management Hong Kong Limited
Rep
Dealing in securities
2013-04-19
2013-04-23
Rep
Dealing in securities
2012-07-06
2012-07-13
Rep
Dealing in securities
2011-10-21
2011-10-28