Kuo, Shao Yu 郭韶瑜 SFC Licences and HKMA Registrations (ID 132962)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pictet Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-05-02	-
	Rep	Asset management	2024-05-02	-
Cypress Capital Hong Kong Limited	Rep	Advising on securities	2024-01-19	2024-04-19
	Rep	Asset management	2024-01-19	2024-04-19
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2013-01-02	2021-12-31
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2013-01-02	2022-01-21
	Rep	Dealing in securities	2013-01-02	2022-01-21
	Rep	Asset management	2011-10-24	2022-01-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.