| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RO | Dealing in futures contracts | 2022-01-13 | - |
| RO | Dealing in securities | 2022-01-13 | - | |
| Rep | Dealing in futures contracts | 2020-06-03 | 2022-01-13 | |
| Rep | Dealing in securities | 2020-06-03 | 2022-01-13 | |
| De Riva Asia Limited | Rep | Dealing in futures contracts | 2013-12-02 | 2020-06-03 |
| Rep | Dealing in securities | 2013-12-02 | 2020-06-03 | |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-10-24 | 2013-11-13 |
| Rep | Dealing in securities | 2011-10-24 | 2013-11-13 |
No HKMA registrations in the collected records.