Personnel Hong Kong SFC License Details (ID 133010)

Personnel Hong Kong SFC License Details (ID 133010)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2018-06-29	-
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2018-05-28	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-05-28	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2018-03-14	2018-04-27
	Rep	Dealing in securities	2018-03-14	2018-04-27
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2014-06-23	2018-03-01
	Rep	Advising on corporate finance	2013-07-09	2018-03-01
	Rep	Dealing in securities	2013-07-09	2018-03-01
	Rep	Advising on corporate finance	2011-10-25	2012-05-21
	Rep	Dealing in securities	2011-10-25	2012-05-21