Personnel Hong Kong SFC License Details (ID 133014)

Personnel Hong Kong SFC License Details (ID 133014)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2012-11-13	2014-05-31
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2011-10-25	2012-10-08
	Rep	Advising on securities	2011-10-25	2012-10-08
	Rep	Asset management	2011-10-25	2012-10-08
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2011-10-25	2012-10-08
	Rep	Advising on securities	2011-10-25	2012-10-08
	Rep	Asset management	2011-10-25	2012-10-08
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2011-10-25	2012-10-08
	Rep	Asset management	2011-10-25	2012-10-08