Personnel Hong Kong SFC License Details (ID 13302248)

Personnel Hong Kong SFC License Details (ID 13302248)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on securities	2025-11-24	2025-11-27
	Rep	Advising on securities	2025-09-23	2025-09-26
	Rep	Advising on securities	2025-04-07	2025-04-10
	Rep	Advising on securities	2024-06-17	2024-06-20
	Rep	Advising on securities	2024-01-22	2024-01-26
	Rep	Advising on securities	2023-06-09	2023-06-16
	Rep	Dealing in securities	2023-06-09	2023-06-16
	Rep	Advising on securities	2019-03-27	2019-04-01
	Rep	Dealing in securities	2019-03-27	2019-04-01
	Rep	Advising on securities	2018-03-28	2018-04-16
	Rep	Dealing in securities	2018-03-28	2018-04-16