Personnel Hong Kong SFC License Details (ID 133035)

Personnel Hong Kong SFC License Details (ID 133035)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SANTRIC INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2025-05-07	-
	RO	Asset management	2025-05-07	-
Stellaris Asset Management Limited	RO	Advising on securities	2022-05-19	2023-08-02
	RO	Asset management	2022-05-19	2023-08-02
	Rep	Advising on securities	2022-04-26	2022-05-19
	Rep	Asset management	2022-04-26	2022-05-19
BG CAPITAL MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2021-12-14	2022-03-31
	RO	Asset management	2021-12-14	2022-03-31
Yonghe Asset Management (Hong Kong) Limited	RO	Advising on securities	2019-08-21	2020-09-30
	RO	Asset management	2019-08-21	2020-09-30
WKA Asset Management (Hong Kong) Limited	RO	Advising on securities	2018-06-07	2018-12-21
	RO	Asset management	2018-06-07	2018-12-21
Richland Asset Management (HK) Limited	RO	Asset management	2017-04-13	2018-06-03
ELLIOTT ADVISORS (HK) LIMITED	Rep	Asset management	2011-10-26	2016-08-17