Personnel Hong Kong SFC License Details (ID 133039)

Personnel Hong Kong SFC License Details (ID 133039)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-11-06	2022-04-08
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-11-06	2022-04-08
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2017-09-15	2017-10-18
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2015-09-04	2017-09-05
	Rep	Dealing in securities	2015-09-04	2017-09-05
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-02-20	2015-06-07
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2014-02-20	2015-06-07
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-03-01	2014-02-04
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2012-12-31	2014-02-04
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2011-10-26	2012-11-10