Personnel Hong Kong SFC License Details (ID 133042)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2016-12-19	2024-10-11
	Rep	Advising on corporate finance	2015-12-02	2016-12-18
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2011-10-26	2015-10-02
	Rep	Dealing in securities	2011-10-26	2015-10-02