Personnel Hong Kong SFC License Details (ID 133049)

Personnel Hong Kong SFC License Details (ID 133049)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
XinKong International Asset Management Limited	RO	Asset management	2025-08-18	-
XinKong International Securities Limited	RO	Advising on securities	2025-08-18	-
	RO	Dealing in securities	2025-08-18	-
XinKong International Asset Management Limited	Rep	Asset management	2025-08-06	2025-08-18
XinKong International Securities Limited	Rep	Advising on securities	2025-08-06	2025-08-18
	Rep	Dealing in securities	2025-08-06	2025-08-18
Merit Asset Management Limited	RO	Advising on securities	2023-09-07	2025-07-31
	RO	Asset management	2023-09-07	2025-07-31
	RO	Dealing in securities	2023-09-07	2025-07-31
CreditEase Wealth Management (HK) Limited	RO	Advising on securities	2021-12-03	2023-08-31
	RO	Asset management	2021-12-03	2023-08-31
CES Capital International (Hong Kong) Co., Limited	RO	Advising on securities	2019-11-18	2021-08-31
	RO	Asset management	2019-10-04	2021-08-31
	Rep	Asset management	2013-10-28	2019-10-04
	Rep	Advising on securities	2013-10-28	2019-11-18
	Rep	Dealing in securities	2013-10-28	2021-08-31
REDFORD SECURITIES LIMITED	Rep	Dealing in securities	2012-08-09	2013-05-16
Redford Asset Management Limited	Rep	Advising on securities	2011-10-26	2013-05-16
	Rep	Asset management	2011-10-26	2013-05-16