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Sugimoto, Koichi Hong Kong SFC License Details (ID 133076)
Sugimoto, Koichi
SFC ID:
AYI537
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
MUFG Securities Asia Limited
Rep
Dealing in securities
2018-03-14
2020-06-15
BNP PARIBAS SECURITIES (ASIA) LIMITED
Rep
Advising on securities
2011-10-27
2013-10-24