Personnel Hong Kong SFC License Details (ID 133077)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Raffles Assets Management (HK) Co. Limited	Rep	Asset management	2022-12-19	-
KEYSTONE CAPITAL LIMITED (HK)	Rep	Asset management	2020-09-18	2022-10-28
	Rep	Advising on securities	2020-08-07	2022-10-28
	Rep	Dealing in securities	2020-08-07	2022-10-28
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2012-07-03	2020-07-19
	Rep	Advising on securities	2011-10-27	2020-07-19
	Rep	Dealing in securities	2011-10-27	2020-07-19