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Pena, Andrew Joseph Hong Kong SFC License Details (ID 133081)
Pena, Andrew Joseph
SFC ID:
AYI443
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
GOLDMAN SACHS (ASIA) L.L.C.
Rep
Dealing in securities
2011-10-27
2016-03-01
GOLDMAN SACHS FUTURES (ASIA) LIMITED
Rep
Dealing in futures contracts
2011-10-27
2016-03-01