Personnel SFC Licences and HKMA Registrations (ID 133213)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Point72 Hong Kong Limited	Rep	Asset management	2020-03-24	-
Nezu Asia Capital Management Limited	Rep	Asset management	2016-08-12	2019-10-04
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2015-06-29	2016-07-23
	Rep	Advising on securities	2011-10-31	2016-07-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.