Personnel SFC Licences and HKMA Registrations (ID 133269)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	RO	Advising on securities	2019-08-26	-
GUOYUAN FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2018-06-08	-
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	RO	Dealing in securities	2018-06-08	-
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-01-25	2018-06-08
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2018-01-25	2018-06-08
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-11-01	2016-09-12
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2011-11-01	2016-09-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.