Personnel Hong Kong SFC License Details (ID 133271)

Personnel Hong Kong SFC License Details (ID 133271)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Artisan Partners Hong Kong Limited	RO	Asset management	2021-07-29	2025-06-30
MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED	Rep	Advising on securities	2019-11-22	2020-08-31
	Rep	Asset management	2019-11-22	2020-08-31
	Rep	Dealing in securities	2019-04-29	2020-08-31
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2015-11-09	2016-09-15
	RO	Advising on securities	2015-05-04	2015-11-09
	Rep	Advising on securities	2015-04-24	2015-05-04
Japaninvest (Hong Kong) Limited	Rep	Advising on securities	2011-11-01	2016-08-19