Personnel Hong Kong SFC License Details (ID 133276)

Personnel Hong Kong SFC License Details (ID 133276)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2021-10-04	2022-06-30
	Rep	Dealing in securities	2021-10-04	2022-06-30
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2020-05-21
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-11-13	2020-05-21
KGI ASIA LIMITED	Rep	Dealing in securities	2015-08-17	2017-10-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-08-26	2015-08-08
Funderstone Securities Limited	Rep	Dealing in securities	2011-11-01	2011-11-08