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Personnel Hong Kong SFC License Details (ID 133304)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BOCI SECURITIES LIMITED
Rep
Leveraged foreign exchange trading
2013-10-02
2015-02-05
Rep
Advising on securities
2011-11-02
2017-06-30
Rep
Dealing in securities
2011-11-02
2017-06-30