Personnel Hong Kong SFC License Details (ID 133335)

Personnel Hong Kong SFC License Details (ID 133335)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DRAGON INVESTMENT ADVISORY COMPANY LIMITED	RO	Advising on securities	2022-09-15	-
	RO	Asset management	2022-09-15	-
	RO	Dealing in securities	2022-09-15	-
China Vered Asset Management (Hong Kong) Limited	Rep	Asset management	2018-12-14	2019-04-04
DRAGON INVESTMENT ADVISORY COMPANY LIMITED	Rep	Asset management	2017-11-28	2018-09-27
ALLY BRIDGE GROUP (HK) LIMITED	Rep	Asset management	2015-10-15	2017-05-31
MACQUARIE CAPITAL LIMITED	RO	Advising on corporate finance	2014-06-17	2014-08-28
	RO	Dealing in securities	2014-06-17	2014-08-28
Macquarie Corporate (Hong Kong) Limited	RO	Advising on corporate finance	2014-06-17	2014-08-28
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2011-11-03	2014-06-17
	Rep	Dealing in securities	2011-11-03	2014-06-17
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2011-11-03	2014-06-17