| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2024-04-18 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-15 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-10-15 | 2024-04-18 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-09-20 | 2018-10-05 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2016-09-20 | 2018-10-05 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-05-29 | 2016-09-07 |
| Rep | Dealing in securities | 2012-04-19 | 2016-09-07 | |
| PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2011-11-09 | 2012-03-30 |
No HKMA registrations in the collected records.