Personnel Hong Kong SFC License Details (ID 133640)

Personnel Hong Kong SFC License Details (ID 133640)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OSL Asset Management Limited	RO	Advising on securities	2024-11-13	2025-08-20
	RO	Asset management	2024-11-13	2025-08-20
	RO	Dealing in securities	2024-11-13	2025-08-20
BITFIRE ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Dealing in securities	2024-07-31	2024-09-27
	RO	Advising on securities	2022-06-15	2024-09-27
	RO	Asset management	2022-06-15	2024-09-27
	Rep	Advising on securities	2022-04-26	2022-06-15
	Rep	Asset management	2022-04-26	2022-06-15
ROYSTON SECURITIES LIMITED (GBEN)	RO	Advising on securities	2021-02-26	2022-04-09
	RO	Asset management	2021-02-26	2022-04-09
	RO	Dealing in securities	2021-02-26	2022-04-09
LAMTEX SECURITIES LIMITED	RO	Asset management	2017-09-08	2020-12-01
	Rep	Asset management	2016-10-25	2017-09-08
	RO	Advising on securities	2016-09-02	2020-12-01
	Rep	Dealing in securities	2016-01-13	2020-08-27
MFG Limited (HK)	Rep	Advising on securities	2013-10-07	2015-06-30
	Rep	Asset management	2013-10-07	2015-06-30
CHINA EVERBRIGHT RESEARCH LIMITED	Rep	Advising on securities	2013-03-08	2013-08-06
Credit Agricole Securities (Asia) Limited	Rep	Advising on securities	2011-11-10	2012-02-29