Personnel Hong Kong SFC License Details (ID 133655)

Personnel Hong Kong SFC License Details (ID 133655)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2017-01-20	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2017-01-20	-
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2016-05-09	2017-01-07
	Rep	Dealing in futures contracts	2015-12-22	2017-01-07
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2015-12-22	2017-01-07
EAST ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2011-11-11	2015-11-29
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-11-11	2015-11-29