Personnel Hong Kong SFC License Details (ID 133660)

Personnel Hong Kong SFC License Details (ID 133660)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Cynergy Asset Management Limited	RO	Advising on securities	2025-05-27	-
	RO	Asset management	2025-05-27	-
	Rep	Advising on securities	2025-04-16	2025-05-27
	Rep	Asset management	2025-04-16	2025-05-27
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2024-11-04	2025-02-21
	Rep	Asset management	2024-11-04	2025-02-21
	Rep	Dealing in securities	2024-11-04	2025-02-21
Kingbridge Capital Asset Management Limited	RO	Advising on securities	2023-10-31	2024-03-26
	RO	Asset management	2023-10-31	2024-03-26
Phoenix Capital (International) Limited	RO	Advising on securities	2021-07-26	2022-01-06
	RO	Asset management	2021-07-26	2022-01-06
	Rep	Advising on securities	2021-05-20	2021-07-26
	Rep	Asset management	2021-05-20	2021-07-26
Cynergy Asset Management Limited	RO	Advising on securities	2016-01-28	2021-04-30
	RO	Asset management	2016-01-28	2021-04-30
CREATIVE ASSET MANAGEMENT LIMITED (HK)	Rep	Asset management	2011-11-11	2015-06-12