Personnel Hong Kong SFC License Details (ID 133692)

Personnel Hong Kong SFC License Details (ID 133692)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BY Financials Limited	RO	Advising on securities	2026-05-14	-
	RO	Asset management	2026-05-14	-
	RO	Dealing in securities	2026-05-14	-
XTransfer Financial Services (HK) Limited	RO	Advising on securities	2022-02-23	2024-08-05
	RO	Asset management	2022-02-23	2024-08-05
	RO	Dealing in securities	2022-02-23	2024-08-05
Synergy Futures Limited	RO	Advising on futures contracts	2020-11-06	2021-03-31
	RO	Advising on securities	2020-11-06	2021-03-31
	RO	Dealing in securities	2019-08-28	2021-03-31
	RO	Dealing in futures contracts	2018-12-31	2021-03-31
LONGRUN FINANCIAL GROUP LIMITED	RO	Advising on futures contracts	2016-12-28	2018-08-17
	RO	Dealing in futures contracts	2015-02-04	2018-08-17
	Rep	Dealing in futures contracts	2014-04-30	2015-02-04
HGNH International Securities Co., Limited	Rep	Dealing in securities	2014-03-24	2014-04-25
HGNH International Futures Co., Limited	Rep	Dealing in futures contracts	2011-11-14	2014-04-25