Personnel SFC Licences and HKMA Registrations (ID 133693)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HGNH International Asset Management Co., Limited	RO	Asset management	2020-12-09	-
HGNH International Futures Co., Limited	Rep	Advising on futures contracts	2016-02-12	-
HGNH International Forex Co., Limited	Rep	Leveraged foreign exchange trading	2015-04-14	2019-09-03
HGNH International Securities Co., Limited	Rep	Dealing in securities	2015-04-14	-
HGNH International Asset Management Co., Limited	Rep	Asset management	2014-06-24	2020-12-09
HGNH International Financial Corporation Limited	Rep	Advising on futures contracts	2014-04-02	2015-08-27
HGNH International Futures Co., Limited	Rep	Dealing in futures contracts	2011-11-14	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.