Personnel Hong Kong SFC License Details (ID 133851)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2017-09-07	2025-01-13
	Rep	Dealing in securities	2017-09-07	2025-01-13
OnePlatform Asset Management Limited	Rep	Dealing in securities	2011-11-21	2014-09-10