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Personnel Hong Kong SFC License Details (ID 133857)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
GOLDMAN SACHS (ASIA) L.L.C.
Rep
Advising on securities
2015-10-16
2025-07-10
Rep
Advising on corporate finance
2011-11-18
2016-02-04
Rep
Dealing in securities
2011-11-18
2025-07-10