Personnel Hong Kong SFC License Details (ID 133862)

Personnel Hong Kong SFC License Details (ID 133862)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCHK Asset Management Limited	Rep	Advising on securities	2021-05-11	-
	Rep	Asset management	2021-05-11	-
	Rep	Dealing in securities	2021-05-11	-
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2014-06-04	2015-07-04
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2014-06-04	2015-07-04
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2014-06-04	2015-07-04
	Rep	Dealing in securities	2012-10-10	2015-07-04
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-11-17	2012-09-10