Personnel Hong Kong SFC License Details (ID 133864)

Personnel Hong Kong SFC License Details (ID 133864)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
REDWOOD ASSET MANAGEMENT LIMITED	RO	Advising on securities	2021-09-09	2026-04-16
	RO	Asset management	2021-09-09	2026-04-16
	RO	Dealing in securities	2021-09-09	2026-04-16
VI ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2019-06-03	2021-04-01
	RO	Asset management	2019-06-03	2021-04-01
	RO	Dealing in securities	2019-06-03	2021-04-01
HONG KONG ASSET MANAGEMENT LIMITED	RO	Dealing in securities	2017-02-15	2019-03-11
	RO	Advising on securities	2011-11-17	2019-03-11
	RO	Asset management	2011-11-17	2019-03-11