| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2022-09-08 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2022-08-29 | - |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2022-08-29 | - |
| CMB International Global Markets Limited | Rep | Dealing in securities | 2021-09-01 | 2022-06-30 |
| CMB International Securities Limited | Rep | Advising on securities | 2020-05-04 | 2022-06-30 |
| Rep | Dealing in securities | 2020-05-04 | 2022-06-30 | |
| S&P GLOBAL RATINGS HONG KONG LIMITED | Rep | Providing credit rating services | 2018-08-13 | 2020-02-28 |
| ICBC Asset Management (Global) Company Limited | Rep | Advising on futures contracts | 2011-11-18 | 2013-06-03 |
| Rep | Advising on securities | 2011-11-18 | 2013-06-03 | |
| Rep | Asset management | 2011-11-18 | 2013-06-03 |
No HKMA registrations in the collected records.