| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | RO | Dealing in futures contracts | 2012-12-11 | - |
| RO | Dealing in securities | 2012-12-11 | - | |
| Rep | Dealing in futures contracts | 2012-10-24 | 2012-12-11 | |
| Rep | Dealing in securities | 2011-11-21 | 2012-12-11 |