Personnel Hong Kong SFC License Details (ID 133887)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2017-10-27	2026-06-10
CGS International Securities Hong Kong Limited	Rep	Advising on corporate finance	2013-07-05	2015-05-16
	Rep	Dealing in securities	2013-07-05	2015-05-16
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2011-11-21	2013-06-01
	Rep	Dealing in securities	2011-11-21	2013-06-01