Personnel Hong Kong SFC License Details (ID 133891)

Personnel Hong Kong SFC License Details (ID 133891)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	RO	Advising on corporate finance	2023-04-25	2025-03-05
KINGSWAY CAPITAL LIMITED	RO	Advising on corporate finance	2020-06-17	2023-03-23
	Rep	Advising on corporate finance	2020-04-09	2020-06-17
	Rep	Dealing in securities	2020-04-09	2022-06-22
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2020-04-09	2023-03-23
Greencourt Financial Co., Limited	Rep	Dealing in securities	2019-07-05	2020-03-26
First Global Corporate Finance Co., Limited	RO	Advising on corporate finance	2018-10-24	2020-03-26
AMPLE CAPITAL LIMITED	RO	Advising on corporate finance	2016-10-20	2018-02-14
Alpha Financial Group Limited	Rep	Dealing in securities	2016-01-25	2018-02-14
AMPLE CAPITAL LIMITED	Rep	Advising on corporate finance	2016-01-25	2016-10-20
GRANSING SECURITIES CO., LIMITED	Rep	Dealing in securities	2015-11-17	2015-12-31
Optima Capital Limited	Rep	Advising on corporate finance	2013-06-03	2015-04-09
	Rep	Dealing in securities	2013-06-03	2015-04-09
Everbright Securities Global (HK) Limited	Rep	Advising on corporate finance	2011-11-21	2013-05-03
	Rep	Dealing in securities	2011-11-21	2013-05-03
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-11-21	2013-05-03