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Peggram, Clive Richard Hong Kong SFC License Details (ID 13392489)
Peggram, Clive Richard
SFC ID:
ARW930
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
FRM HONG KONG LIMITED (d2014-05-18)
RO
Asset management
2009-08-18
2012-07-30
RO
Dealing in securities
2009-08-18
2012-07-30
Rep
Dealing in securities
2009-01-12
2009-08-18