Personnel Hong Kong SFC License Details (ID 133932)

Personnel Hong Kong SFC License Details (ID 133932)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2026-08-03	-
	Rep	Dealing in securities	2026-08-03	-
	Rep	Advising on securities	2015-03-23	2026-08-02
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2012-10-19	-
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2012-06-25	-
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2012-06-25	2026-08-02
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2011-11-22	2012-06-14
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-11-22	2012-06-14