| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2026-11-02 | - |
| Rep | Dealing in futures contracts | 2026-11-02 | - | |
| Rep | Dealing in securities | 2026-11-02 | - | |
| Rep | Leveraged foreign exchange trading | 2026-11-02 | - | |
| Rep | Advising on securities | 2026-08-03 | 2026-11-01 | |
| Rep | Dealing in securities | 2026-08-03 | 2026-11-01 | |
| Rep | Advising on securities | 2015-03-23 | 2026-08-02 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2012-10-19 | 2026-11-01 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-06-25 | 2026-11-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2012-06-25 | 2026-08-02 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-11-22 | 2012-06-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-11-22 | 2012-06-14 |
No HKMA registrations in the collected records.