| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Finex Hong Kong Limited | RO | Advising on securities | 2024-10-14 | - |
| RO | Asset management | 2024-10-14 | - | |
| RO | Dealing in securities | 2024-10-14 | - | |
| Rep | Advising on securities | 2024-09-12 | 2024-10-14 | |
| Rep | Asset management | 2024-09-12 | 2024-10-14 | |
| Rep | Dealing in securities | 2024-09-12 | 2024-10-14 | |
| KCG FUND MANAGEMENT LIMITED | RO | Advising on securities | 2022-04-13 | 2024-08-05 |
| RO | Asset management | 2022-04-13 | 2024-08-05 | |
| KCG SECURITIES ASIA LIMITED | RO | Advising on securities | 2022-04-13 | 2024-08-05 |
| RO | Asset management | 2022-04-13 | 2024-08-05 | |
| RO | Dealing in securities | 2022-04-13 | 2024-08-05 | |
| KCG FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2022-02-15 | 2022-04-13 |
| KCG SECURITIES ASIA LIMITED | Rep | Advising on securities | 2022-02-15 | 2022-04-13 |
| Rep | Dealing in securities | 2022-02-15 | 2022-04-13 | |
| Ninth Eternity Securities Asia Limited | RO | Advising on securities | 2020-10-16 | 2021-12-16 |
| RO | Dealing in securities | 2020-10-16 | 2021-12-16 | |
| Grand China Securities Limited | RO | Dealing in securities | 2018-06-29 | 2020-05-29 |
| Wealthy Global Financial Asset Management Limited | RO | Advising on securities | 2017-10-17 | 2018-04-30 |
| Rep | Asset management | 2017-10-17 | 2018-04-30 | |
| MIDLAND WEALTH MANAGEMENT LIMITED | RO | Advising on securities | 2016-04-18 | 2017-09-19 |
| RO | Dealing in securities | 2016-04-18 | 2017-09-19 | |
| Rep | Advising on securities | 2013-05-30 | 2016-04-18 | |
| Rep | Dealing in securities | 2013-05-30 | 2016-04-18 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2011-11-24 | 2013-03-16 |
| Rep | Dealing in securities | 2011-11-24 | 2013-03-16 |
No HKMA registrations in the collected records.